Journal of Otolaryngology Advances · Editorial Policies
Editorial policies
The rules that govern how a manuscript is assessed at JOA, what authors, reviewers and editors are required to disclose, and how the journal corrects the published record. Each section states the policy and stops; the sections that other pages depend on are linked from those pages to here.
Single-blind by default; double-blind on request CC BY 4.0 COPE-aligned handling
Editorial independence
Editorial decisions are made by the journal’s editors on the manuscript in front of them. They are not made by the publisher, by a sponsor, by an institution, or by anyone with a commercial interest in the outcome.
Editorial decisions are based on scope, scientific quality, methodological rigor, ethical compliance, reporting quality, and relevance to the journal.
The article processing charge falls due only after a decision has been made and has no bearing on it. Ability to pay, membership of any program, institutional affiliation and country of origin play no part in assessment. Charges are set out on the article processing charges page.
Peer review
All submissions undergo initial editorial screening. Manuscripts that meet the journal’s scope and minimum requirements proceed to independent peer review. Peer review is single-blind by default; double-blind review is available on request. Manuscripts that proceed to external peer review are normally evaluated by at least two independent subject-matter experts.
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Editorial screening
Screening establishes whether the manuscript is within scope, whether the required ethics, consent, registration and data statements are present, and whether the reporting is complete enough for a reviewer to assess. A manuscript may be declined at this stage without external review.
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Reviewer selection
Reviewers are selected for subject expertise relevant to the manuscript and are asked to decline where they hold a competing interest or where the manuscript falls outside their expertise. Author-suggested reviewers may be considered; the choice remains the editor’s.
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Double-blind handling
Where double-blind review is requested, editors must ensure that author-identifying information is not shared with reviewers, and reviewers must not attempt to identify the authors. Authors prepare the anonymized file as described in the instructions for authors.
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Confidentiality
A submitted manuscript is a confidential document. Editors and reviewers may not disclose its existence or contents, may not use its data or ideas before publication, and may not share it with a third party without the editor’s agreement.
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Reviewer use of AI tools
Reviewers must obtain journal permission before using AI to assist with a review. Any permitted use must be disclosed, and confidential manuscript content must not be uploaded where confidentiality cannot be assured.
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Decisions
The handling editor issues the decision with the reviewers’ comments. A request for revision states what must be addressed, and a revised manuscript is assessed against those points, with further review where the changes are substantial.
What is expected of each side of the process is set out in full for editors and for reviewers.
Competing interests, funding and recusal
A competing interest is anything that a reader could reasonably think had influenced the work or its assessment. Disclosure is required from authors, reviewers and editors alike, and disclosure is not an admission — an undisclosed interest is the problem, not a declared one.
- Authors
- Every manuscript carries a competing-interests statement and a funding statement naming each funder and award number, together with the funder’s role in the design, conduct, analysis, reporting and decision to publish. Where there is nothing to declare, the statement says so.
- Financial interests
- Employment, consultancy, honoraria, paid expert testimony, patents and patent applications, equity, and payments or equipment from a company whose product is studied are all declared, including those of an immediate family member.
- Non-financial interests
- Personal, professional, institutional, political and intellectual relationships that could be seen to bear on the work are declared on the same terms.
- Reviewers
- A reviewer discloses a competing interest when the invitation arrives and declines the assignment where the conflict requires it, rather than qualifying the review.
- Editors
- An editor discloses a conflict as soon as it arises and declines an assignment where the conflict requires it. Ethical concerns, authorship disputes and integrity questions are escalated to the editorial office for formal review rather than resolved by the handling editor alone.
Authorship and contribution
Authorship records who is accountable for the work. Every listed author must have made a substantive contribution to the study — its conception or design, the acquisition, analysis or interpretation of the data, or the drafting and critical revision of the manuscript — must have approved the version submitted, and must be able to answer for the integrity of the whole.
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Contributor statement
A statement describing what each author did is required at submission and is published with the article.
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Acknowledgments
People who contributed without meeting the authorship criteria — technical help, statistical advice, writing assistance, departmental support — are named in the acknowledgments with their permission, and the nature of the contribution is stated.
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Changes after submission
Adding, removing or reordering authors after submission requires the written agreement of every author, including the one being added or removed, and a reason. The editorial office records the agreement before the change is made.
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Generative AI tools
Generative AI tools cannot be authors. Authors remain responsible for accuracy, attribution, confidentiality and originality, and must disclose permitted use that affected text, code, images or analysis. Confidential manuscript, participant or peer-review material must not be uploaded to an unauthorized AI service.
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Corresponding author
One author is responsible for correspondence through review, production and after publication, and for passing the journal’s communications to the co-authors.
Research ethics, consent and patient privacy
JOA covers clinical, surgical, translational and basic ENT research. Ethics, consent and privacy requirements depend on whether the work involves people, human material, records, animals or other experimental systems. Scope eligibility is determined by the substantive ENT contribution, not by a universal requirement for patient outcomes.
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Human-subject research
Studies involving human participants, their tissue or their identifiable data require approval from a research ethics committee or institutional review board, or a documented exemption. The manuscript names the approving body and the approval or exemption reference, and states that the work conformed to the Declaration of Helsinki.
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Informed consent
Participants give informed consent to take part and to have the work published. Where consent was waived, the manuscript states which body granted the waiver and on what grounds.
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Patient privacy in case reports and images
A patient described in a case report or series, or shown in a clinical photograph, endoscopic image, radiograph or operative video, must give written consent to publication, and the manuscript must state that the consent was obtained. Identifying details that are not essential to the clinical point are removed. Masking the eyes is not de-identification: a facial photograph, an unusual lesion, a date, an institution and a rare diagnosis together can identify a person.
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Clinical-trial registration
Interventional clinical trials must be registered in an accepted public trial registry at or before the first participant provides consent for enrollment. The registry name, registration number, and registration date must be reported in the manuscript.
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Animal research
Work involving vertebrates or regulated invertebrates requires institutional animal-care approval, named in the manuscript with the protocol number, and reporting that follows the ARRIVE guidelines. Housing, anesthesia, analgesia and the method of euthanasia are described.
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Devices, drugs and off-label use
Where a device or a drug was used outside its approved indication, the manuscript says so, names the regulatory status, and reports the safety monitoring that applied.
Data, statistics and reporting
Every empirical research manuscript must include a data-availability statement.
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What the statement says
Where the data supporting the findings are held, under what conditions they can be obtained, and any identifier they carry. Where clinical data cannot be shared because sharing would risk identifying participants or would breach the terms of consent, the statement says so and describes the route by which a qualified researcher may apply.
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Datasets and code
Deposited datasets, analysis code and materials are cited with their own identifiers, in the reference list as well as in the statement, so that they can be credited and found.
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Reporting guidelines
Manuscripts follow the reporting guideline appropriate to the design — CONSORT for randomized trials, STROBE for observational studies, PRISMA for systematic reviews, CARE for case reports, STARD for diagnostic-accuracy studies, ARRIVE for animal research — and submit the completed checklist where one exists.
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Statistical reporting
The analysis plan, the software and version used, the handling of missing data, and the effect estimates with their confidence intervals are reported. Where a sample size was calculated, the calculation and its assumptions are given; where it was not, the manuscript says so and discusses what that means for the conclusion.
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Claims and their limits
Conclusions must be proportionate to the evidence, including when results are negative or inconclusive. A single case does not establish efficacy, causality or prevalence, and clinical efficacy is not inferred from preclinical or bench results alone.
Originality and integrity of the submission
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Originality and simultaneous submission
A manuscript submitted to JOA must not be under consideration elsewhere, and its substantive content must not have been published before. Submitting the same work to more than one journal at a time is a breach of this policy.
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Similarity screening
Submissions are screened with Crossref Similarity Check, powered by iThenticate. A similarity report is read by an editor rather than applied as a threshold: matched text may be a method sentence, a scale name or a quotation, or it may be plagiarism, and only reading the matches distinguishes them.
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Redundant and duplicate publication
Republishing the same data, cohort or analysis without disclosure is redundant publication. Where a manuscript overlaps an earlier publication by the same authors — a shared cohort, an interim analysis, a translated version — the overlap is disclosed in the cover letter and the earlier work is cited.
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Preprints and prior presentation
Posting a preprint is permitted and is not prior publication. Disclose the preprint in the cover letter, cite it in the references, and note any conference presentation of the same work.
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Image integrity
Figures must represent what was observed. Adjustments to brightness, contrast or color are applied to the whole image and disclosed in the legend; selective enhancement, erasure, duplication or splicing of a lane, a field or a region is not permitted, and a spliced gel or a composite image must show the divisions. Original unprocessed images may be requested at any stage.
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Permissions for reused material
Written permission is obtained for any figure, table, image or extended quotation reproduced from another source, and the source is credited in the legend.
Corrections, retractions and expressions of concern
The published version is permanent. It is not silently edited, replaced or removed; where something is wrong the journal publishes a separate, citable notice that is linked to the article from both directions, so that anyone who reads either one sees the other.
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Correction
Published when an error affects the meaning, the data, the analysis, the attribution or the metadata of an article that otherwise stands. The notice states what was wrong and what is correct.
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Retraction
Published when the findings are unreliable, whether through error or misconduct, or where the work was published in breach of research ethics or of this journal’s publishing policies, including redundant publication. The article stays online, marked as retracted, and the notice states the reason. Retraction records that the findings should not be relied on; it is not in itself a finding of misconduct against a named person.
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Expression of concern
Published where there is well-founded concern about a published article and an investigation is either unresolved or unlikely to be conclusive. It states what is in question and remains until the matter is resolved by a correction, a retraction or a withdrawal of the concern.
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Raising a concern
Concerns about a published article can be sent to the editorial office with the article’s DOI or title and the specific evidence. The journal follows the Committee on Publication Ethics flowcharts: the corresponding author and, where necessary, the authors’ institution are given the opportunity to respond before a notice is published.
Published notices appear in the archive alongside the articles they concern, and in the issue in which they were published.
Appeals, complaints and allegations of misconduct
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Appealing a decision
An author who believes a decision rests on a misunderstanding may appeal by writing to the editorial office with the manuscript reference and a point-by-point response to the reviewers and the editor. An appeal is considered by an editor who was not responsible for the decision. A disagreement with the editorial judgment, without new argument or evidence, is not a ground for appeal, and a decision on appeal is final.
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Complaints about the process
Complaints about how a manuscript was handled — delay, conduct, a failure to follow these policies — are sent to the editorial office and are handled separately from the scientific decision.
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Allegations of misconduct
Allegations of fabrication, falsification, plagiarism, undisclosed competing interests, authorship abuse or breach of research ethics are investigated whether they concern a submitted or a published manuscript. The journal does not conduct institutional investigations: where the evidence warrants it, the matter is referred to the authors’ institution or funder, and the journal acts on the outcome. Where the concern is substantiated, the manuscript is rejected or the article is corrected, subjected to an expression of concern, or retracted.
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Confidentiality of a complaint
The identity of a person raising a concern in good faith is not disclosed to the authors without their agreement, and the substance is discussed only with those who need to assess it.
Publishing terms
- License
- Articles are published under the Creative Commons Attribution 4.0 International license, with copyright retained by the authors. The copyright and license page states what that permits.
- Article processing charge
- Charged after acceptance only, and independent of the editorial decision. The amount, what it covers and how it is invoiced are on the article processing charges page.
- Withdrawal of a submitted manuscript
- An author who wishes to withdraw a manuscript after submission follows the withdrawal policy in full, including the requirement to receive written confirmation before the work is submitted elsewhere. Read the withdrawal policy.
- Preservation
- The journal’s preservation and deposit arrangements, and the identifiers each article carries, are set out on the indexing page.
- Advertising and sponsorship
- No advertiser, sponsor or commercial partner has any part in the assessment of a manuscript, in the selection of reviewers, or in the decision to publish.
Where to go next
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Instructions for authors
How these requirements are met in a manuscript, statement by statement.
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For reviewers
What a JOA review covers and how a reviewer applies these policies.
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For editors
Editorial responsibilities, recusal and the handling of integrity concerns.
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Article processing charges
The charge, when it falls due, and the withdrawal policy in full.
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Editorial board
The editors who apply these policies, with role, country and specialty.
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Aims and scope
The scope against which every submission is first screened.
Raising a concern
Questions about these policies, and concerns about a submitted or published article, are sent to the editorial office. A concern about a published article is most useful with the article’s DOI or title and the specific evidence attached.
Journal of Otolaryngology Advances (JOA)
ISSN 2379-8572 · Crossref DOI prefix 10.14302 ·
Published by Open Access Pub ·
Articles are published under CC BY 4.0 with copyright retained by the authors.